New Opportunities for Fully-Paid Borrow: Equity-for-Equity Securities Loans

  • May 4, 2026
  • New York City, USA

This is a half day afternoon event. Please note that the agenda timings are in EST.

Hosted By

  • Debevoise & Plimpton

    Debevoise & Plimpton

2:00-2:30 PM

Arrival, Registration, & Refreshments

2:30-3:15 PM

Understanding the New E4E Framework

A walkthrough of the SEC’s exemptive order and no-action relief, eligibility requirements, operational conditions, diversification expectations, and how the reserve formula interacts with the new model.

Moderator

  • Jeffrey Robins, Partner

    Debevoise & Plimpton

Speakers

  • Thomas Favia, Managing Director

    Goldman Sachs

  • Michael Macchiaroli, Associate Director, Division of Trading and Markets,

    SEC

3:15 pm - 4:15 pm

What Broker-Dealers Should Be Preparing For

How the new model changes daily workflows. Key technology and control requirements, efficiency gains, operational risks, documentation considerations, and early implementation insights.

Moderator

  • Jeffrey Robins, Partner

    Debevoise & Plimpton

Speakers

  • Frank Falanga, Executive Director, North America Head of Collateral Management Group

    J.P. Morgan

  • Anthony Santulin, Managing Director

    Goldman Sachs

  • Greg Szabo, Executive Director of Prime Services

    Nomura Securities International, Inc.

  • William Wade, Managing Director

    Citigroup

4:15 pm - 5:00 pm

Considerations for Agent Lenders & Triparty Agents

What this shift means for beneficial owners, platform readiness, collateral management, diversification oversight, index-tracking challenges, and supporting clients through the transition.

Moderator

  • Michael McAuley, ISLA Americas Board member, Regulatory Strategy

    BNY

Speakers

  • George Rennick, Global Head of Tri-Party, Head of Americas Trading Services

    JPMorganChase

  • John Templeton, Managing Director, Global Head of Securities Finance Client Coverage

    BNY

  • Jane Wagner, Technical Expert

    ISLA Americas

5:00 PM

Networking Reception

Wind down with peers and speakers to continue the conversations over refreshments and light bites.

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Agenda

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